Files
AutopilotMonitor/docs/log.md
T
Oliver Kieselbach 9e24b92fbf feat(agent): ESP policy-provider stall detector + Autopilot registry guardrail
Customer field case: pre-provisioned devices with the ConfigMgr client as a
blocking app occasionally park the user ESP at "Apps (Identifying)" for days.
Root cause (verified against the EnrollmentStatusTracking CSP doc): only a
"ConfigMgr" provider is registered under Device\Setup\Apps\PolicyProviders
(no "Sidecar" = IME) and TrackingPoliciesCreated never becomes 1 - a wait the
CSP defines WITHOUT any timeout. Renaming the key to Sidecar unblocks
immediately. Microsoft documents that ESP providers are not aware of each
other and that pre-provisioning is unsupported with co-management.

New always-on esp_policy_provider_stalled tripwire, generalized to any
provider in both kinds (Setup/Apps TrackingPoliciesCreated != 1,
DevicePreparation InstallationState not in {2,3}):

- EspPolicyProviderProbe: fail-soft registry read of the
  EnrollmentStatusTracking mirror (device + user-SID scopes), defensive
  value parsing (missing/unparseable = incomplete), ScopedOverride test seam.
  Research and CSP contract quotes captured in the XML doc header.
- EspPolicyProviderStallDetector: pure EvaluateStallTransition on a 15-min
  continuous-incompleteness dwell (resets on completion/disappearance;
  absent key = normal early enrollment), one-shot per provider,
  StartupEventGate fingerprint over the sorted stalled key set for
  cross-restart dedup. Warning + ImmediateUpload via InformationalEventPost;
  purely observational, no decision-engine coupling, no config toggle,
  no ConfigVersion bump (disk_space_low precedent).
- EspPolicyProviderStallHost: 60-s wall-clock tick, deliberately outside the
  StallProbe idle gate (idle clock resets on session activity) and the
  idle-stopped periodic collectors.
- Registered in Constants.EventTypes, MCP resource-catalog (health_events),
  web gather-rule autocomplete (stall category).

Guardrail companion: SOFTWARE\Microsoft\Windows\Autopilot joins the
gather-rule registry allowlist ("Autopilot / OOBE / Setup") so tenants can
build custom rules on the subtree (e.g. not_exists on the Sidecar provider
key); generated web mirror regenerated via combine.js; positive + sibling-
spoof guard tests added.

Docs: OKF concept doc agent/esp-policy-provider-stall.md (+ index/log).

Tests: 22 new detector tests (pure transition matrix + emission surface incl.
the ConfigMgr-only customer scenario and gate-across-restart dedup); agent
suite 2013/2013, web vitest 589/589 + tsc clean, MCP 449 passed incl.
event-types-drift.

Both the detector and the embedded allowlist take effect with the next agent
release.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-23 15:20:47 +02:00

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# Log
## 2026-07-23
* **Creation**: Added `agent/esp-policy-provider-stall.md` — a customer diagnosed that pre-provisioned devices with the ConfigMgr client as a blocking app occasionally park the user ESP at "Apps (Identifying)" for days: only a `ConfigMgr` provider is registered under `EnrollmentStatusTracking\Device\Setup\Apps\PolicyProviders` (no `Sidecar` = IME) and `TrackingPoliciesCreated` never becomes 1 — a wait the CSP defines without any timeout; renaming the key to `Sidecar` unblocks immediately. The agent now ships the always-on `esp_policy_provider_stalled` tripwire (60-s tick, 15-min continuous-incompleteness dwell, one-shot per provider, `StartupEventGate` fingerprint across restarts, purely observational via the InformationalEvent rail — no toggle, no ConfigVersion bump), generalized to any provider in both `Setup/Apps` and `DevicePreparation` kinds rather than hardcoding the ConfigMgr case. Companion change: `SOFTWARE\Microsoft\Windows\Autopilot` joins the gather-rule registry allowlist so tenants can target the subtree with custom rules (e.g. `not_exists` on the Sidecar key).
* **Creation**: Added `agent/secureboot-ca2023-detection.md` — ANALYZE-SEC-001 warned on devices whose firmware already carried the 2023 certificate, because the agent only read the `SecureBoot\Servicing\UEFICA2023Status` registry value, which mirrors the Windows Update rollout rather than the firmware (customer report). The agent now reads the UEFI `db`/`KEK` variables natively (`GetFirmwareEnvironmentVariableExW` with `SeSystemEnvironmentPrivilege` enabled on the process token — first privilege-adjustment code in the repo) and emits per-certificate booleans on `secureboot_status`. Suppression rides on a one-sided marker, `uefiCa2023FirmwareConfirmed`, emitted only on positive confirmation: the engine's `not_exists` precondition fails on any present value, so a two-sided boolean could not distinguish "confirmed" from "checked and missing", while the marker's absence keeps old agents and firmware-missing devices on the v2 path. Rule v3.0.0 is therefore safe to seed before the agent release.
* **Update**: `url-registry.md` — the first release after the alias migration surfaced Front Door caching as a correctness hazard: the alias served the previous `version.json` (`X-Cache: TCP_REMOTE_HIT`) after the origin had rotated, and since manifest and ZIP are independent cache entries, a stale manifest with a fresh ZIP fails the bootstrap SHA-256 check. Route caching on `/agent/*` is now disabled and every blob upload stamps `Cache-Control: no-cache` (CI `Send-Blob`, local `build.ps1`, `versions/*.json` manifests) — all agent-container blobs rotate in place, so nothing there is safely cacheable.
* **Update**: `agent/decision-engine.md` — the RealmJoin completion gate has a third terminal, `FirstDeploymentIncomplete`. Session 224b2087 showed why: an interactive logon 17 s after DeploymentPhase 101 makes RealmJoin reclassify the run as a secondary-user deployment, whose branch writes 200/210 and never 110 — the gate stayed closed until the 60-min hard timeout although Hello and desktop were long resolved. `realmjoin_phase_changed` is now a typed `RealmJoinPhaseChanged` signal, so `RealmJoinFacts.LastDeploymentPhase` is persisted across agent restarts (this also fixes every `realmjoin_timeout` event claiming "last phase: 0"); a transition out of 100/101 into 200/210 releases the gate with the `realmjoin_first_deployment_incomplete` Warning, and the `RealmJoinDetected` replay path evaluates the same rule for restarts that swallow the transition. A first observation of 210 deliberately does not release — session 6f1959c0 started at 210 and only deployed afterwards.
* **Creation**: Added `url-registry.md` — all well-known hosts (own subdomains, both blob accounts, API origin, Graph, Entra login) are now defined once per component (`Constants.cs`, web `utils/config.ts`, MCP `src/config.ts`) and referenced everywhere else; three guard tests fail the build on any literal outside the registries. Written because the EU cutover missed two hardcoded copies of the legacy blob host — `LatestVersionsService` (feeds the portal's version badge) and `ValidateBootstrapCodeFunction` — which kept working only through the fail-soft legacy mirror in `build-agent.yml`; those two plus the agent `SelfUpdater` now use the `download.autopilotmonitor.com` alias (verified serving all four artifacts first). The portal's bootstrap allow-list accepts alias AND legacy host during the transition, which imposes a deploy order: web before (or with) backend. The sweep also surfaced a fourth copy of the www/portal host pair in `middleware.ts` (now derived from the registry via `hostRouting.ts`) and a backend short-link built on the bare apex domain, which only worked through a registrar-level 301.
## 2026-07-22
* **Creation**: Added `versioning.md` — agent, backend and MCP now share one version shape (`<major>.<minor>.<build>` + 7-char commit + build timestamp) and one implementation of the build-number reservation (`.github/scripts/Request-BuildNumber.ps1`, previously copy-pasted between `build-agent.yml` and `build.ps1`). The backend had been pinned at a hand-written `1.0.0` since inception and now starts at `1.5.1000`; the MCP server's `package.json` version was bumped by hand and now starts at `1.5.300`, and it reports its own commit on `/health` instead of only the documentation bundle's. Both deploy workflows poll their health endpoint until it reports the build just deployed and publish `versions/<component>.json` only then, so a manifest that disagrees with the live endpoint means the instance drifted rather than the pipeline failing halfway. `agent/build-counter-blob.md` keeps the agent-specific parts and now points at the shared protocol; its counter URL was still the pre-cutover storage account.
* **Creation**: Added `rules/gather-rule-guardrails.md` — the gather-rule allowlists are enforced only on the agent (the backend validates no `collectorType`, `target`, or `parameters`), so a collector that forgets to call its guard *is* the vulnerability. Written because two had: `LogParserCollector` read any path in `rule.Target`, bypassing even the `C:\Users` hard block that every other file collector honours, and `EventLogCollector` read any channel including `Security` — while the customer-facing documentation already promised both were allowlisted. Both now guard, with `logparser` checking the directory for wildcard targets (`Path.GetFullPath` throws on `*`) and re-checking each resolved path. Added an event-log channel allowlist (`eventLogChannels`) plus hard-blocked channels held in C# rather than JSON, so a parse error cannot lift them. Also fixed the command timeout, which was inert: `ReadToEnd()` blocks until the pipe closes, so `WaitForExit(30000)` was only reached after the process had already exited and a hung command pinned its worker forever — now read asynchronously and killed at the timeout.
* **Update**: Added `.github/workflows/ci.yml` — the full suite (backend, agent V2 Core, DecisionCore, SummaryDialog, web, MCP) now runs on every pull request and every push to main, plus a job that fails if the generated guardrail files drift from `rules/guardrails.json`. Previously **no** workflow ran tests on a PR: the deploy workflows build without testing, and `build-agent.yml` tested only `DecisionCore.Tests` on manual dispatch — while `trust/security-faq.md` already told customers that automated tests run in CI. Added CodeQL (C# and TypeScript) and Dependabot (nuget, npm ×2, actions). Marked `OfficeBinaryWatcherTests` `[Collection("SerialThreading")]`: its bounded re-probe races the shared ThreadPool and failed once under full-suite load.
## 2026-07-21
* **Update**: `search_docs` and `search_knowledge` now state in their tool descriptions that queries must be in English. Both corpora and `all-MiniLM-L6-v2` are English-only, and the failure is total rather than gradual — a German question returns zero results, not weak ones. The caller is a language model, so translating the question before the call and answering in the user's language costs nothing; a multilingual embedding model would be the alternative but is much larger and would have to be measured against the eval harness first, since it changes English retrieval too.
* **Update**: Added `scripts/eval-docs-search.ts`, an offline retrieval evaluation harness (2465 queries in three classes: chunk headings as a regression detector, rare identifiers, and hand-written questions as the reality anchor), and used it to close a third `search_docs` gap found during the live test. The keyword fallback only fired when semantic search returned *fewer* than `topK`; a pasted identifier like `WOW6432Node` instead returned three chunks at ~0.29 that did not contain the word while the one chunk that did was never considered. It now also fires on a weak semantic head (<0.35), letting exact matches take the front while keeping one semantic result. The threshold is measured, not guessed: 0.35 fixes 335 queries and breaks 0 (identifier recall 66.2% → 81.1%), while 0.40 fixes more but starts demoting hand-written questions. The measurement also resized the problem — identifier queries were only succeeding 66.2% of the time, so the reported case was one of roughly 750.
* **Update**: Closed the two measured recall gaps in `search_docs` (`mcp/docs-corpus.md`). (1) **Token windows** — 87 of 324 chunks exceeded the model's 256-token context and 13% of all tokens never reached the ranking; a character budget cannot fix this (the corpus ranges 2.43–5.81 chars/token), so long text is now embedded as 250-token windows with 40 overlap and scored by its BEST window (`embeddings: number[][]`, max not mean). Token coverage 87% → 100%; "proxy configuration blocking app downloads" went from absent to 0.559 at rank 1; the ten reference queries kept byte-identical scores. Costs +31% vectors, index 2.63 → 3.12 MB. The rules corpus gained the same treatment (128 rules → 172 vectors). (2) **Keyword fallback** — when the semantic pass returns fewer than `topK`, results are topped up via literal `lexicalMatch` on distinctive query terms, requiring two matching terms for corroboration (one incidental substring match returned a page about LLM providers for a sourdough query). Fuzzy matching was measured and rejected: at a threshold low enough to surface "RealmJoin" it invents 5 hits for "SCEPman", which the corpus never mentions. Also sharpened the tool description with the measured context argument for preferring it over fetching the docs site.
* **Creation**: Added `mcp/docs-corpus.md` (new `mcp/` section) — the MCP server gains `search_docs`, a third semantic corpus built from the published customer documentation repository (`autopilotmonitor-docs`, checked out into the Docker build context by the deploy workflow). Documents the h2/h3 + `<details>` chunking with breadcrumb prefixes, the two deliberate size exceptions (tables never split, unbroken changelog lists split at line level), the CRLF precondition (`.` does not match `\r` in JS — headings silently stop matching, which produced 286 wrong-but-plausible chunks before it was found), the optional `docs` section in `search-index.json` and its validation asymmetry, embedding rounding to 6 decimals, and the cross-repo coupling: a docs edit reaches clients only after an MCP redeploy, made checkable via `DOCS_COMMIT` on `/health`. Container resources raised to 0.5 vCPU / 1.0 GiB for the cold-start query-embedder load.
## 2026-07-20
* **Update**: `rules/gather-rule-phase-scoping.md` — the gather-rule form now shows the phase-scope and emit-mode controls only where they can change behavior (`supportsPhaseScope` / `supportsEmitMode`), nulls hidden-control state out of the payload, and rejects a scope mode selected but left unfilled. Offering all three "when" controls unconditionally allowed combinations that could only suppress a one-shot rule, plus a silent no-op state.
* **Update**: Extended `rules/gather-rule-phase-scoping.md` with the `phase_exit` trigger — the closing bookend to `phase_change`, for one-shot collection when a phase is LEFT (e.g. "state at the end of Account Setup"). Documents the evaluation-before-phase-advance rule (triggerPhase match and scope gate see the phase being left), firing into `Failed`, the disjoint `exit:` dedup key space, and why no ConfigVersion bump is needed (no new field — old agents simply never fire the rule).
* **Update**: Reworked `agent/mdm-reboot-coalescing.md` after the first real enrollment (session b2e890c1): 2800 records are now **aggregated per burst** into ONE neutral Info event (`rebootUris[]`/`uriCount`/`firstRebootUri`; watermark persisted at flush so a pre-emit reboot kill loses nothing); the raw event no longer claims a reboot — ANALYZE-ESP-005 is gated on an actually-observed `system_reboot_detected`. **Removed** the Shell-Core `esp_reboot_coalescing` event entirely: the "RebootCoalescing" token appears in the routine `SubcategoryProcessing_Started` bootstrap marker on every enrollment (false positive by construction). Verified 2800 description shape recorded.
* **Creation**: Added `agent/mdm-reboot-coalescing.md` — the agent now attributes the "unexpected mid-ESP reboot + second sign-in" pattern (PMPC research) to the device-assigned policy URIs that forced it: new `MdmRebootPolicyTracker` (DM-Enterprise EventID 2800, per-URI `mdm_policy_reboot_required` events, cross-restart RecordId watermark), a `RebootCoalescing` branch in `ShellCoreTracker` (`esp_reboot_coalescing`, backfill-emitting by design), and the `ANALYZE-ESP-005` advisory (reassign device → user groups). ConfigVersion 35; event types deliberately distinct from `system_reboot_detected` so RebootCount stays uninflated.
* **Creation**: Added `backend/business-timestamps.md` (new `backend/` section) — the 2026-07-18 migration reset every row's system Timestamp, exposing that AuditLogs/OpsEvents/Events had (unknowingly) displayed and filtered on it all along; documents the `OccurredUtc` column, the RowKey decoders and RowKey-range date/retention clauses in `BusinessTimestamp`, the GUID-guard trap, the audit/ops backfill endpoint, and the "system Timestamp is never authoritative" migration rule.
* **Creation**: Added `rules/gather-rule-phase-scoping.md` (new `rules/` section) — gather rules gain `activePhases` (run only during listed phases), `activeFromPhase` (sticky latch from a phase onwards, never via Failed) and `emitMode: "on_change"` (canonical-hash result dedup with `suppressedPolls` observability), ConfigVersion 34. Includes the prerequisite backend fix: the custom-rule toggle PUT no longer wipes the stored rule definition (partial-merge in `GatherRuleService.UpdateRuleAsync`).
## 2026-07-18
* **Creation**: Added `agent/endpoint-migration.md` — config-channel agent re-home (`MigrateToApiBaseUrl` on `GET agent/config`, ConfigVersion 33): backend or per-tenant API-URL moves without DNS indirection (impossible due to mTLS/Flex-TLS). Live-fetch-only with cache strip, `AgentEndpointMigrationRules` allowlist validated on both sides, one hop, kill-switch wins. Built as the lesson from the 2026-07-18 WEU→GWC cutover, which hard-cut all in-flight agents.
## 2026-07-17
* **Creation**: Added `agent/build-counter-blob.md` — agent build numbers now come from a shared public counter blob (`buildcounter-v{N}.txt`, reserve-before-build with ETag-CAS) so local `build.ps1` and CI `build-agent.yml` builds can never mint the same number. Documents the CI parity fixes (SummaryDialog.exe.config in the ZIP, EXE-vs-manifest version check, hash-oracle update gated on stable cutover) and the Sigstore provenance attestation on CI-built ZIPs.
## 2026-07-16
* **Creation**: Added `agent/autopilot-ztd-diagnostics.md` — reference for Windows' own ZTD diagnostic surfaces (ModernDeployment Autopilot event IDs incl. 807/809/815/908, the `Diagnostics\Autopilot` registry key, deployment-service endpoints, known-issue error-code map with KB fixes). Backs the agent's `ZtdEvidence` collector (`ztdVerdict` on `autopilot_profile_missing`) and the backend known-issue rules; sources carry a re-check RSS feed.
## 2026-07-13
* **Removal**: Moved `customer-graph-add-on-permissions.md` out of this contributor bundle into the customer documentation repository (`reference/optional-graph-permissions.md`). It was customer-facing product content and did not belong in the tech-docs bundle; removed the entry from `index.md`.
* **Creation**: Added `agent/hello-wizard-unskip.md` — session 772fe502 fix: the `HelloWizardStarted` decision signal (prevention veto + un-skip cure for the policy-disabled Hello shortcut) and the HelloTracker confirmation second read against flip-flopping WHfB CSP values.
## 2026-07-11
* **Creation**: Added the `agent/` section — three concept documents on the V2 agent: `agent/overview.md` (runtime, collectors, telemetry pipeline), `agent/decision-engine.md` (DecisionCore reducer, signals, A/B/C completion arms, invariants), `agent/logs-and-persistence.md` (persisted artifacts, signal log vs spool, recovery/replay flow) plus `agent/index.md`.
* **Creation**: Converted `docs/` into an OKF v0.1 knowledge bundle — added YAML frontmatter to `architecture.md`, `mcp-oauth-flow.md`, and `customer-graph-add-on-permissions.md`; created `index.md` and this log.