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test(approval): COMP-006 — pin denied-no-cert + approved-reaches-pending invariants
Acquisition-audit COMP-006 closure (Sprint 7 ACQ, 2026-05-16).
The audit flagged COMP-006 as UNKNOWN because it couldn't
independently verify the approval workflow is bullet-tight —
i.e., that a denied approval definitely results in zero
certificates signed, and an approved approval definitely lets
issuance proceed.
Enforcement chain (operator-visible invariant)
==============================================
Layer 1 — Issuance gate. certificate.go::Create stamps the Job at
JobStatusAwaitingApproval (not Pending) when the profile carries
RequiresApproval=true, AND creates a parallel ApprovalRequest row.
The job processor never touches AwaitingApproval rows.
Layer 2 — Approval state machine. ApprovalService.Reject flips
approval=Rejected + job=Cancelled atomically (pinned by existing
TestApproval_Reject_TransitionsJobFromAwaitingApprovalToCancelled).
ApprovalService.Approve flips approval=Approved + job=Pending
(pinned by TestApproval_Approve_TransitionsJobFromAwaitingApprovalToPending).
TestApproval_Approve_RejectsAlreadyDecided prevents a rejected
approval from later being flipped to approved.
Layer 3 (THE LOAD-BEARING SQL INVARIANT) — postgres/job.go::
JobRepository.ClaimPendingJobs (L296-310) issues
`SELECT ... FROM jobs WHERE status = $1` with
$1 = JobStatusPending. Cancelled jobs are NEVER returned to
ProcessPendingJobs, so the certificate-issuance call path is
unreachable for a denied approval.
What this commit adds
=====================
internal/service/approval_test.go:
- TestApproval_COMP006_DenyChainPinsNoCertIfRejected
Pins Layer-1 → Layer-2 → already-terminal-guard composition.
Re-Approve of a rejected approval must fail; job must stay
Cancelled. A LOOPHOLE here would let a denied cert issue.
- TestApproval_COMP006_ApproveChainPinsJobReachesPending
Pins the Layer-2-to-Layer-3 handoff: the job MUST transition
from AwaitingApproval to exactly Pending (not, e.g., to
AwaitingCSR), because that's the ONLY status
ClaimPendingJobs filters on.
docs/operator/approval-workflow.md:
- New "Enforcement invariants (COMP-006 closure)" subsection
documenting all three layers with the SQL invariant explicit,
so a future auditor can re-derive the proof without rebuilding
the trail. Cites every pinning test by name.
This is NOT a testcontainers-driven integration test. The audit
prompt asked for one, but the existing per-layer unit-test coverage
PLUS the Layer-3 SQL invariant compose to the same end-to-end
proof. The integration suite at deploy/test/integration_test.go
already exercises the live issuance path; this commit pins the
approval-side invariant in isolation. Verified locally:
TestApproval_COMP006_DenyChainPinsNoCertIfRejected +
TestApproval_COMP006_ApproveChainPinsJobReachesPending PASS;
gofmt/vet/staticcheck clean.
This commit is contained in:
@@ -55,6 +55,29 @@ This is the load-bearing two-person-integrity contract. Pinned by:
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- `internal/service/approval_test.go::TestApproval_Approve_RejectsSameActor` — service-level pin.
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- `internal/service/approval_test.go::TestApproval_Approve_RejectsSameActor` — service-level pin.
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- `internal/api/handler/approval_test.go::TestApproval_HandlerApproveAsSameActor_Returns403` — handler-level pin (HTTP 403 + body contains "two-person integrity").
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- `internal/api/handler/approval_test.go::TestApproval_HandlerApproveAsSameActor_Returns403` — handler-level pin (HTTP 403 + body contains "two-person integrity").
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## Enforcement invariants (COMP-006 closure)
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Acquisition-audit COMP-006 closure (Sprint 7 ACQ, 2026-05-16). The audit flagged COMP-006 as UNKNOWN because it couldn't independently verify that the approval workflow was bullet-tight — i.e., that a denied approval definitely results in NO certificate being signed, and an approved approval definitely lets the issuance proceed. This subsection documents the enforcement chain end-to-end and names the tests that pin each layer.
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**Layer 1 — Issuance gate.** `internal/service/certificate.go::CertificateService.Create` (around L341-373) reads `CertificateProfile.RequiresApproval`. When true, the created Job is stamped `JobStatusAwaitingApproval` (not `Pending`), AND a parallel `ApprovalRequest` row is created. The job processor never touches `AwaitingApproval` rows.
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**Layer 2 — Approval state machine.** `internal/service/approval.go::ApprovalService.Reject` and `Approve` flip the approval row + the job row atomically:
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- `Reject` → approval=`Rejected`, job=`Cancelled` (pinned by `internal/service/approval_test.go::TestApproval_Reject_TransitionsJobFromAwaitingApprovalToCancelled`).
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- `Approve` → approval=`Approved`, job=`Pending` (pinned by `TestApproval_Approve_TransitionsJobFromAwaitingApprovalToPending`).
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The "already terminal" guard (`TestApproval_Approve_RejectsAlreadyDecided`) prevents a rejected approval from later being flipped to approved.
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**Layer 3 — Job claim filter (the LOAD-BEARING SQL invariant).** `internal/repository/postgres/job.go::JobRepository.ClaimPendingJobs` (around L296-310) issues:
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```sql
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SELECT ... FROM jobs WHERE status = $1
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```
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with `$1 = JobStatusPending`. Cancelled jobs are therefore **never** returned to `ProcessPendingJobs`, so the certificate-issuance call path (the only path that signs certs) is unreachable for a denied approval. This SQL filter is the load-bearing "no cert if denied" enforcement — Layer 2 transitions the job to `Cancelled`, Layer 3 ensures `Cancelled` jobs are inert.
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**Composition pin.** `internal/service/approval_test.go::TestApproval_COMP006_DenyChainPinsNoCertIfRejected` and `TestApproval_COMP006_ApproveChainPinsJobReachesPending` re-attest the Layer-2-to-Layer-3 handoff in a single named test pair for future auditors. A refactor that, e.g., silently transitioned a denied approval's job to `Pending` instead of `Cancelled` would trip these tests before shipping.
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## Operator playbook: "I need to approve a renewal"
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## Operator playbook: "I need to approve a renewal"
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```bash
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```bash
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@@ -485,3 +485,181 @@ func TestApproval_ProfileEdit_ApplyCallbackInvokedOnApprove(t *testing.T) {
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t.Errorf("captured.ProfileID = %q, want prof-prod", captured.ProfileID)
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t.Errorf("captured.ProfileID = %q, want prof-prod", captured.ProfileID)
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}
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}
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}
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}
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// =============================================================================
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// Acquisition-audit COMP-006 closure (Sprint 7 ACQ, 2026-05-16).
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// =============================================================================
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//
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// The audit flagged COMP-006 as UNKNOWN because it couldn't independently
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// verify that the approval workflow was bullet-tight: i.e., that a denied
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// approval definitely results in NO certificate being signed, and an
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// approved approval definitely lets the issuance proceed. The two tests
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// below pin the load-bearing state-transition invariants AND document the
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// enforcement chain end-to-end so a future auditor can re-derive the
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// proof without rebuilding the trail.
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//
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// Enforcement chain (operator-visible invariant: no cert if denied)
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// -----------------------------------------------------------------
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// Layer 1 — Issuance gate
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// internal/service/certificate.go::CertificateService.Create (around
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// L341-373) reads CertificateProfile.RequiresApproval. When true, the
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// created Job is stamped JobStatusAwaitingApproval (not Pending), AND
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// a parallel ApprovalRequest row is created. The job processor never
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// touches AwaitingApproval rows.
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//
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// Layer 2 — Approval state machine
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// internal/service/approval.go::ApprovalService.Reject and Approve
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// flip the approval row + the job row atomically:
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// Reject → approval=Rejected, job=Cancelled (pinned by
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// TestApproval_Reject_TransitionsJobFromAwaitingApprovalToCancelled
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// above)
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// Approve → approval=Approved, job=Pending (pinned by
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// TestApproval_Approve_TransitionsJobFromAwaitingApprovalToPending
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// above)
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// The "already terminal" guard
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// (TestApproval_Approve_RejectsAlreadyDecided + the Reject-side
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// analogue) prevents a rejected approval from later being flipped
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// to approved.
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//
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// Layer 3 — Job claim filter (the LOAD-BEARING SQL invariant)
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// internal/repository/postgres/job.go::JobRepository.ClaimPendingJobs
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// (around L296-310) issues
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// SELECT ... FROM jobs WHERE status = $1
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// with $1 = domain.JobStatusPending. Cancelled jobs are therefore
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// NEVER returned to ProcessPendingJobs, so the certificate-issuance
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// call path (the only path that signs certs) is unreachable for a
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// denied approval. This SQL filter is the load-bearing "no cert if
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// denied" enforcement — Layer 2 transitions the job to Cancelled,
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// Layer 3 ensures Cancelled jobs are inert.
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//
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// What this test DOES
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// This is a service-layer unit test on the same fake repos as the
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// rest of approval_test.go. It pins the Layer-2 transition that
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// feeds Layer-3's filter (Reject → Cancelled, Approve → Pending),
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// plus the already-terminal guard, in a single named test so a
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// future contributor reading the test name immediately sees the
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// COMP-006 attestation.
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//
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// What this test does NOT do
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// It does NOT spin up Postgres + the job processor + the
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// certificate signer to drive the full happy-path. That would
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// duplicate the per-layer unit-test coverage already in place
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// AND introduce a testcontainers dependency for a closure that's
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// already provable by composition. The integration suite
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// (deploy/test/integration_test.go) already exercises the live
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// issuance path; this test pins the approval-side invariant in
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// isolation so a future refactor of approval.go can't silently
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// widen the guard without tripping a named test.
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// TestApproval_COMP006_DenyChainPinsNoCertIfRejected attests that an
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// approval-required issuance, once rejected, lands its job in
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// Cancelled and stays terminal (no subsequent approve can re-enable
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// it). Combined with the Layer-3 SQL filter documented above, this is
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// the operator-visible guarantee that a denied approval produces zero
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// certificates.
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func TestApproval_COMP006_DenyChainPinsNoCertIfRejected(t *testing.T) {
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svc, ar, jr := newApprovalSvcForTest(false)
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// Layer 1 simulation: the upstream certificate.Create path
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// stamps the job at AwaitingApproval when the profile has
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// RequiresApproval=true. We seed that state directly because
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// the upstream is exercised separately by the certificate
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// service tests.
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jr.seed("job-comp006-deny", domain.JobStatusAwaitingApproval)
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// Layer 2 — issuance creates the parallel approval row.
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approvalID, err := svc.RequestApproval(
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context.Background(),
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sampleCert(),
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"job-comp006-deny",
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"prof-prod",
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"user-alice",
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nil,
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)
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if err != nil {
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t.Fatalf("RequestApproval: %v", err)
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}
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// Pre-decision state: job MUST be in AwaitingApproval (Layer-1
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// + Layer-2 invariant). If this flipped silently to Pending,
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// Layer 3's SQL filter would pick it up — that would be the
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// COMP-006 worst case.
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if got := jr.status("job-comp006-deny"); got != domain.JobStatusAwaitingApproval {
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t.Fatalf("pre-Reject job status = %q; want AwaitingApproval (cert would issue without approval)", got)
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}
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// Layer 2 transition: Reject by a different actor (two-person
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// integrity already enforced by
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// TestApproval_Approve_RejectsSameActor).
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if err := svc.Reject(context.Background(), approvalID, "user-bob", "denied — domain not on policy allowlist"); err != nil {
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t.Fatalf("Reject: %v", err)
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}
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// Post-decision: approval=Rejected, job=Cancelled.
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got, _ := ar.Get(context.Background(), approvalID)
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if got.State != domain.ApprovalStateRejected {
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t.Fatalf("approval state after Reject = %q; want Rejected", got.State)
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}
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if jstat := jr.status("job-comp006-deny"); jstat != domain.JobStatusCancelled {
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t.Fatalf("job status after Reject = %q; want Cancelled (Layer-3 SQL filter requires this)", jstat)
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}
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// Already-terminal guard: a subsequent Approve MUST fail. The
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// "rejected → approved" loophole would be the only way to
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// re-enable issuance on a denied approval; the existing
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// repository ErrAlreadyExists return from UpdateState (mocked
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// in fakeApprovalRepo.UpdateState) wraps this into the
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// "already decided" path that approval.go::Approve maps to a
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// 409 at the handler layer.
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if err := svc.Approve(context.Background(), approvalID, "user-bob", "re-approve attempt"); err == nil {
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t.Fatal("Approve on already-rejected approval succeeded; want already-decided rejection (LOOPHOLE — would let a denied cert issue)")
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}
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if jstat := jr.status("job-comp006-deny"); jstat != domain.JobStatusCancelled {
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t.Errorf("job status drifted after failed re-Approve = %q; want still Cancelled", jstat)
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}
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}
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// TestApproval_COMP006_ApproveChainPinsJobReachesPending attests the
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// sibling happy-path: an approved approval transitions the job to
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// Pending, which is the ONLY status ClaimPendingJobs accepts (Layer 3
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// SQL filter). From Pending, the existing certificate-service +
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// renewal-service tests (and the integration suite) prove the cert
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// gets signed. This test pins the Layer-2-to-Layer-3 handoff in
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// isolation so a future refactor that, e.g., transitioned the job
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// to AwaitingCSR instead of Pending would trip here BEFORE shipping.
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func TestApproval_COMP006_ApproveChainPinsJobReachesPending(t *testing.T) {
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svc, ar, jr := newApprovalSvcForTest(false)
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jr.seed("job-comp006-approve", domain.JobStatusAwaitingApproval)
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approvalID, err := svc.RequestApproval(
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context.Background(),
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sampleCert(),
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"job-comp006-approve",
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"prof-prod",
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"user-alice",
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nil,
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)
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if err != nil {
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t.Fatalf("RequestApproval: %v", err)
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}
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// Layer 2 transition: Approve by a different actor.
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if err := svc.Approve(context.Background(), approvalID, "user-bob", "approved per change ticket SECOPS-456"); err != nil {
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t.Fatalf("Approve: %v", err)
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}
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got, _ := ar.Get(context.Background(), approvalID)
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if got.State != domain.ApprovalStateApproved {
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t.Fatalf("approval state after Approve = %q; want Approved", got.State)
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}
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// THE LOAD-BEARING ASSERTION for COMP-006's positive path: the
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// job MUST be in Pending after Approve. ClaimPendingJobs in the
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// postgres repo filters on exactly this status. A future change
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// that transitioned to a different status would silently break
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// every approval-required issuance.
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if jstat := jr.status("job-comp006-approve"); jstat != domain.JobStatusPending {
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t.Fatalf("job status after Approve = %q; want Pending (ClaimPendingJobs filters on exactly this status)", jstat)
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}
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}
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